Tag: financial regulation

FINRA’s recent focus on artificial intelligence marks a significant moment for US financial regulation, with the organisation accelerating efforts to embed GenAI into its...

Regnology has unveiled RRH Ascend, the next-generation version of its established Regnology Reporting Hub (RRH) platform. The company introduced RRH Ascend in response to growing...

Creating an effective AML compliance culture has become increasingly difficult in an environment saturated with content, much of which has weakened the perceived value...

Compliance teams across the financial sector are facing unprecedented pressures as regulations multiply and expectations grow across jurisdictions. For years, compliance frameworks have relied...

Selecting the right partner to help navigate the FCA authorisation process has become a strategic priority for firms aiming to enter or grow within...

Regulators are tightening expectations for data completeness and instant accessibility across all communications channels — including voice, meetings, messaging and increasingly, AI-generated data. Yet many...

While headlines around federal deregulation in the United States paint a picture of reduced compliance burdens, an emerging countertrend may be brewing at the...

Zeidler Group, a leading technology-driven law firm and regulatory compliance provider for the investment funds sector, has expanded its Marketing Material Review Tool (MMR-Tool) to include Swiss domestic collective investment schemes.

In August 2024, Singapore’s Parliament enacted the Anti-Money Laundering and Other Matters Act 2024, a pivotal step in tightening the city-state’s defences against financial...

Adopted in 2015, the United Nations Sustainable Development Goals (SDGs) serve as a universal framework to end poverty, protect the planet, and promote global...