Tag: financial regulation

The FCA has outlined a package of reforms aimed at reshaping the UK mortgage market, with a particular focus on improving access for first-time...

Reputational risk has long played a prominent role in how U.S. financial institutions assess and manage threats to their business models, earnings, and operational...

The FCA has unveiled a sweeping package of policy reforms aimed at boosting investment participation, strengthening market confidence and reaffirming the UK’s status as...

For years, broker-dealer groups have questioned whether their representatives could be paid through personal service companies. The practice is common in other industries, where individuals...

The FCA has issued a landmark consultation setting out one of the most significant changes to the UK’s MiFIR transaction reporting regime since its...

FINRA’s recent focus on artificial intelligence marks a significant moment for US financial regulation, with the organisation accelerating efforts to embed GenAI into its...

Regnology has unveiled RRH Ascend, the next-generation version of its established Regnology Reporting Hub (RRH) platform. The company introduced RRH Ascend in response to growing...

Creating an effective AML compliance culture has become increasingly difficult in an environment saturated with content, much of which has weakened the perceived value...

Compliance teams across the financial sector are facing unprecedented pressures as regulations multiply and expectations grow across jurisdictions. For years, compliance frameworks have relied...

Selecting the right partner to help navigate the FCA authorisation process has become a strategic priority for firms aiming to enter or grow within...