Tag: financial regulation

The Securities and Futures Commission (SFC) has reprimanded and fined The Hongkong and Shanghai Banking Corporation Limited (HSBC) HK$4.2m after it failed to comply...

Financial regulators across the world are moving quickly to shape the future of artificial intelligence in financial services, balancing the opportunities of digital transformation...

The Dutch Central Bank (DNB) has revised its guide on managing climate and nature-related risks, originally introduced in 2023. The move follows growing concerns about...

Zeidler Group has delivered a tailored training session on the Digital Operational Resilience Act (DORA) to the senior management of a mid-sized investment firm...

The European Banking Authority (EBA) has issued a no-action letter clarifying the application of ESG Pillar 3 disclosure requirements, aiming to address legal and...

Germany’s financial regulator BaFin has introduced a new digital procedure for notifying the appointment or dismissal of money laundering officers and their deputies. Effective...

As the spring conference season winds down, the financial crime and compliance community finds itself invigorated with a renewed sense of purpose. According to Saifr,...

As ESMA closes its review for the first half of the year, it has released its Final Report on the 2023–2024 Common Supervisory Action...

The European Banking Authority (EBA) has launched a consultation on draft amendments to its guidelines on the definition of default under the Capital Requirements...

AMLA and the European Supervisory Authorities have signed an agreement to enhance cooperation and information sharing to combat money laundering across the EU.