Tag: Markets in Financial Instruments Directive (MiFID II)

ESMA publishes paper setting out plans to change MiFID II reporting...

The European Security and Markets Authority (ESMA) has invited firms to comment on its consultation paper seeking to make reporting requirements changes under MiFID II.

ESMA has suspended 352 instruments for breaching EU trading rules under...

The EU's securities markets regulator has reported 46 new breaches to the double volume cap (DVC) thresholds, bringing the total to 352 instruments having been suspended.

Brussels is already looking to make things worse for British finance...

For the past 47 years, the UK has been able to influence EU legislation. Now, less than a week after Brexit, Brussels are looking to tear up the concessions made to Britain about its financial rulebook.

Is this the startup you need for your call monitoring compliance...

Lawmakers have hurled a smattering of new regulations against the financial industry over the last decade, forcing them to up their reporting efforts or risk facing fines and other sanctions.

Could Brexit mean one of the EU’s most complicated laws may...

The revised Markets in Financial Instruments Directive (MiFID II) could be updated after Brexit. So what would MiFID III entail?

What will happen to UK FinTech after Brexit?

Britain is officially leaving the EU on January 31. The question is if the UK FinTech scene is ready.

How Brexit could change one of the most important laws for...

With days left until the UK officially leaves the EU, David Clee, CEO of MirrorWeb, explains how the divorce may change how British businesses operate.

US regulator SEC extends MiFID II relief period for three years

Assist market participants in the US can breathe a little easier after the top securities regulator extended the period they have to comply with the EU’s financial instruments law.

Regulations are taking resources away from Cybersecurity

Regulations are sapping resources and distracting financial institutions away from their cyber defences according to panellists at the Global RegTech Summit 2018.

Download the free AIFinTech100 report


Download the AIFinTech100 report for 2024 with details on each solution

120,000+ FinTech leaders get exclusive industry stories delivered every week