Tag: MiFID II

Prometeia, a long-standing provider of advisory and portfolio monitoring solutions, has teamed up with everyoneINVESTED, the digital investment arm that originated within KBC Group,...

The European Union’s Accessibility Directive, Directive (EU) 2019/882, was adopted on 17 April 2019 to introduce common accessibility standards across the bloc. For the...

Zeidler Group has expanded its AI-powered Marketing Material Review Tool (MMR-Tool) to help issuers of securities meet stricter compliance standards.

As data volumes skyrocket across regulated industries, IT departments are under mounting pressure to manage, store, and secure communications data from a growing number...

A fresh wave of financial regulation is reshaping how banks, asset managers and real estate advisors operate, driven by the introduction of CRR III...

Regulations are designed to protect markets and ensure stability. They aim to build trust, mitigate risk and bring clarity to an increasingly complex financial...

In today’s demanding regulatory landscape, keeping control over vast amounts of interaction data is no longer just a good idea — it’s an operational...

Many asset managers remain shackled by outdated systems, despite rising client expectations and stricter regulatory frameworks.

The introduction of CRR III and ongoing MiFID II requirements is raising the regulatory bar for banks, asset managers, and real estate professionals. While these rules add complexity—from stricter capital requirements to extensive documentation—they also open the door to modernising outdated processes through digitalisation.

The European Securities and Markets Authority (ESMA) has finalised two key regulatory updates that will significantly impact investment firms and asset managers. These changes refine how firms approach order execution and manage research payments under MiFID II.