Tag: MiFID II

everyoneINVESTED has obtained an ISAE 3402* Type I certification for its sustainability module from Deloitte, as MiFID II’s update launches.

In August, financial institutions must meet a deadline for a MiFID II update that focuses on sustainability and harmonises environmental, social and governance aspects (ESG) in the investment space. everyoneINVESTED concept manager Laurent Lamblin outlines how this change could impact investing.

The European Securities and Markets Authority (ESMA) has issued a consultation on aspects of suitability requirements under the Markets in Financial Instruments Directive (MiFID II).

European RegTech leader MAP FinTech has underlined how RegTech companies can remain compliant with best execution obligations going forward.

The European Securities and Market Authority (ESMA) has published its final report on MiFID II and MiFIR obligations concerning market data.

The Central Bank of Ireland has fined wealth management firm J&E Davy €4.1m after finding four breaches to MiFID regulations between July 2014 and May 2016.

The Global RegTech Buyer's Guide reveals the industry has grown to over 1,000 companies globally offering a variety of innovative solutions.

The Financial Conduct Authority (FCA) has published an updated version of the FCA Handbook to give companies ample time to prepare before the Brexit transition period is over.

Compliance technology developer SteelEye has been picked by Schroders to help with MiFIR transaction reporting.

The EU’s securities markets regulator has published a call for evidence for an upcoming review for two pieces of regulation.