Tag: MyComplianceOffice

French investment banks face growing pressure to strengthen conflicts of interest frameworks as the Autorité des marchés financiers (AMF) raises the bar on compliance...

Compliance programmes rarely fail because policies do not exist, they fail when employees cannot apply those policies consistently at the point of decision. That...

Two sweeping pieces of US legislation are forcing financial firms to fundamentally rethink how they approach digital asset compliance, according to analysis from MCO (MyComplianceOffice).

MCO (MyComplianceOffice), a provider of integrated compliance technology, has announced the launch of its Digital Asset Personal Trading solution, designed to help financial services...

MCO (MyComplianceOffice), a leading RegTech provider specialising in compliance management solutions for financial institutions, has unveiled significant upgrades to its flagship MyComplianceOffice platform. The...

The growing popularity of ephemeral messaging apps is creating serious compliance risks for financial services firms. These platforms, designed to auto-delete messages after a short period, are increasingly used by employees—sometimes even for work-related communications. With regulatory bodies mandating that all business communications must be retained, companies must urgently address the challenges posed by these tools.

The Asia-Pacific region remains a compelling growth destination for global financial firms, despite facing significant regulatory and geopolitical complexities. According to the latest ASIFMA 2025 Asia-Pacific Capital Markets Survey, now in its fourth year, there is a strong sense of optimism among firms looking to deepen their presence across the region.

Registered Investment Advisers (RIAs) in the United States are bound by fiduciary duty, a legal standard enforced by the Securities and Exchange Commission (SEC), which requires them to act in the best interests of their clients.

A Hong Kong-based investment management firm has partnered with MyComplianceOffice (MCO) to streamline, centralise and improve compliance within its operations. 

The ASIC is stepping up its call for enhanced oversight of business communications among authorised representatives.