Tag: regulatory compliance

The mounting cybersecurity threats within the public sector have prompted a parallel rise in the role of audits to counteract these risks. Given the dynamic range of attacks and the consequent evolution of threat actors, the strategies to counter them must also adapt. In this scenario, your public sector audit team emerges as an indispensable shield against cyber crimes.

TrueNorth, a leading global financial technology services firm, has teamed up with RADD LLC, a renowned compliance consulting and internal audit company.

Flagright recently detailed how financial industry companies can manage third-party risks in compliance solutions.

The contemporary regulatory environment has ushered in an era where the financial penalties and reputational damage of regulatory fines are intolerable for firms. The 2023 Starling Compendium emphasises that firms must instate processes to deter misconduct before it even occurs.

In a recent post by Moody's Analytics, the firm asked three key questions about driving efficiency with AI-powered screening.

The European Market Abuse Regulations (MAR) have been at the forefront of the financial regulatory landscape since July 2016. Despite its six-year presence, compliance with MAR regulations remains a consistent priority for regulators across Europe, including the UK. Regulatory enforcement continues to unveil that firms still grapple with adherence to rules governing the management of material nonpublic information (MNPI).

RegTech firm Arctic Intelligence recently took the opportunity to provide a guide into assessing the impact of ML and TF on your firm. 

The power of pricing transformation in the digital journey of insurance companies cannot be overstated. A pivot towards this aspect can lead to an impressive array of benefits, ranging from competitive edge to talent retention, regulatory adherence and even improvement in loss ratio.

Flagright recently shone a light on the topic of fraud detection in FinTech, with a battle against synthetic identity theft ongoing.

The global business head of DRYiCE iControl highlighted how firms can transform regulatory compliance and risk management.