Tag: regulatory compliance

In August 2024, Singapore’s Parliament enacted the Anti-Money Laundering and Other Matters Act 2024, a pivotal step in tightening the city-state’s defences against financial...

For financial data providers, distributing data efficiently to advisors has long been a complex challenge. With advisors increasingly reliant on WealthTech platforms for everything...

The Bureau of Industry and Security (BIS) and the Office of Foreign Assets Control (OFAC) both apply a 50% ownership threshold to determine regulatory...

Financial institutions are undergoing a major shift in how they approach compliance. For decades, regulatory requirements were managed through manual reviews, rigid workflows, and...

As regulatory scrutiny intensifies across industries, managing information responsibly has become a business imperative. Enterprise Content Management (ECM) systems are at the forefront of this...

Every October, as haunted houses open and horror movies take over screens, finance and compliance teams face a fright of their own — year-end...

The total value of global regulatory fines reached $834.9m in Q3 2025, marking a sharp 71.3% drop compared to the previous quarter. Despite the...

Financial institutions have long struggled with the cumbersome process of managing tax certification documents, particularly the W-8IMY form used for non-U.S. intermediaries. This extensive...

The New York State Department of Financial Services (DFS) has released new cybersecurity guidance aimed at addressing risks linked to the growing reliance on...

As the final quarter of 2025 begins, fund managers face a rapidly changing regulatory environment that continues to shape how investment funds are distributed...