Compliance Management

Compliance has quietly become a tax on growth for banks and FinTechs. Around $304bn is spent globally every year on anti-money laundering (AML) and...

The SEC's evolving regulatory agenda is forcing private fund managers to confront hard questions on AI governance, cybersecurity and the rapid retailization of private...

FinTechs are pursuing bank charters at record rates, but the path to independence is leading them straight into an increasingly turbulent and fragmented regulatory...

StarCompliance, a leading provider of compliance technology for employees and firms, has overhauled its executive bench with two external hires and two internal promotions...

The Financial Conduct Authority and Prudential Regulation Authority have unveiled the opening phase of their reform of the Senior Managers and Certification Regime (SMCR),...

Label has entered a collaboration with PwC Middle East to deliver a combined tax-transparency compliance offering across the region. Under the agreement, the pair will...

South Africa loses an estimated R100bn a year to financial crime, yet the institutions meant to stop it still work in silos. Organised crime...

Regulatory change has become a constant challenge for financial institutions, with firms facing an ever-growing volume of new rules, updates and supervisory expectations across...

How do you build a compliance function that can keep pace with a business that refuses to stand still? That was the question at...

AutoRek, the regulatory-grade financial controls and reconciliation software provider, has unveiled a significant upgrade to AutoRek ARIA, its intelligence engine, as appetite for AI-driven...