Theta Lake, IPC unite voice and digital surveillance
Theta Lake has joined forces with IPC to help financial institutions move trade floor communications to the cloud without sacrificing regulatory oversight.
The tie-up connects...
RIAs face day-one AML scrutiny under new FinCEN rule
Registered investment advisers in the US have officially entered a new regulatory era. FinCEN's landmark anti-money laundering rule came into force on 1 January...
FATCA and CRS: why filing is not the finish line
For most firms, reporting season ends the moment the file lands with the tax authority. The submission is made, the pressure lifts, and attention...
LexisNexis and Promon strengthen mobile fraud defence
LexisNexis Risk Solutions, a provider of risk intelligence and fraud prevention technology, has partnered with mobile application security company Promon to help organisations better...
AI moves from pilot to practice in buy-side compliance
Compliance leaders at buy-side firms are confronting a stark reality: the old playbook for scaling their functions no longer works.
According to ACA Group, for...
The 12-hour gap putting investment teams behind risk
Market-moving stories rarely break where most monitoring tools are looking. According to a new data-led guide from media intelligence firm Opoint, material events consistently...
Sardine and Infinite integration targets stablecoin risk gap
Infinite has unveiled a two-way integration with Sardine, the fraud, risk and payments specialist, aimed at tightening the link between risk intelligence and compliant...
AI ads face new disclosure rules as New York law bites
New York's synthetic performer law may be narrow in scope, but it carries a broad operational warning for marketers: AI-generated people in advertising have...
FCA unveils full digital assets regime, starting the clock now
The Financial Conduct Authority has published its complete cryptoasset regime, bringing to a close three years of policy development across five separate statements.
As detailed...
Why compliance teams can’t ignore Sherlocq’s AI leap
Compliance professionals are not short of tools, they are drowning in them. Screening platforms, sanctions portals, regulatory update feeds, case management systems and now...
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