Compliance

ComplyAdvantage has launched a new anti-money laundering (AML) guide for digital banks to provide them with a better understanding of the topic.

Compliance technology startup Theta Lake has strengthened its partnership with cybersecurity firm Mimecast to help organisations streamline governance efforts as more companies embrace remote working.

Bank Islam Malaysia Berhad’s taps RegTech Kamakura Corporation to ensure its digitalisation process remains compliant.

The European Union has warned that it will regulate cryptocurrencies if an effort is not made to tackle risk.

On October 4th, the Operational Taxes for Investment Firms conference took place, as experts from HMRC (His Majesty's Revenue and Customs) and investment firms all converged, including tax operations and corporate tax professionals. The meeting of minds became the perfect place for TAINA Tech to outline their due diligence compliance solution.

Complii Fintech Solutions has completed its acquisition of compliance consulting business MIntegrity, as it seeks to bolster its regulatory offering.

The Financial Conduct Authority (FCA) has issued a £147m fine to Credit Suisse due to severe due diligence deficiencies linked to dealings with the Republic of Mozambique.

A City watchdog has publicly censured collapsed payments company Premier FX for failing to safeguard its customers’ money and for misuse of its payment accounts under the Payments Services Regulations.

The Prudential Regulatory Authority (PRA) has set out in a Dear CEO letter its supervisory priorities for international banks active in the UK for 2022.

RegTech firm PassFort has revealed it has successfully completed its System and Organisation Controls (SOC 2) Type 2 audit.