Tag: Compliance technology

Artificial intelligence has moved well beyond buzzword status in financial services. It is now embedded in the day-to-day processes firms use to manage, monitor...

Synthetic identity fraud is fast becoming one of the most complex threats facing financial institutions and regulated businesses today. According to SmartSearch, unlike conventional fraud,...

SmartSearch has issued a stark warning to claims management companies and law firms: prepare for the FCA's forthcoming motor finance compensation scheme now, or...

The modern hybrid workplace has fundamentally changed how regulated businesses communicate. Microsoft Teams now serves as boardroom, trading floor, and informal communication channel all...

Employees working within Microsoft 365 have long faced a familiar frustration: critical business documents sitting in external systems that the Microsoft Search bar simply...

Topograph, a B2B data infrastructure company that connects compliance teams to official business registers worldwide, has closed a €2m seed funding round to accelerate...

For businesses operating in heavily regulated sectors — whether payments, financial services, or gambling — keeping pace with regulatory change is one of the...

Regulatory compliance in financial services is built on a single, non-negotiable principle: the completeness and accuracy of records. Across global markets, a dense patchwork...

Steward, an AI-first compliance platform trusted with $100bn in investor assets, has raised $5m to automate AML/KYC onboarding for sophisticated investors. The round was led...

For the first time in more than three decades, FINRA has raised the annual gift limit under Rule 3220. The Securities and Exchange Commission...