MiFID II

ESMA unveils Q3 bond liquidity data from MiFID II requirements

The European Securities and Markets Authority has published new liquidity data on bonds subject to requirements in the Markets in Financial Instruments Directive. The data...

ESMA has offered clarification about MiFID II

The European Securities and Markets Authority (ESMA) has clarified how investors should be protected under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR).

ESMA issues consultation on MIFID II suitability guidelines

The European Securities and Markets Authority (ESMA) has issued a consultation on aspects of suitability requirements under the Markets in Financial Instruments Directive (MiFID II).

What do you need to do in case of a hard Brexit?

The top UK financial market authority has issued a reminder of what needs to be done incase the UK crashes out of the EU without a deal.

Brexit hasn’t gone away because of the coronavirus – the FCA says

The Financial Conduct Authority (FCA) has warned businesses that they still need to get act together when it comes to Brexit, despite COVID-19.

What will happen to UK FinTech after Brexit?

Britain is officially leaving the EU on January 31. The question is if the UK FinTech scene is ready.

ESMA calls for evidence on review of equity legislation

The EU’s securities markets regulator has published a call for evidence for an upcoming review for two pieces of regulation.

Why is RegTech investment around the world growing?

Investment in RegTech companies has reached record levels in the first six months of 2019. The question is why that is and if the growth will continue.

Theta Lake’s new video explains how it works with Red Box to ensure compliance...

The EU has slammed financial firms with a heavy regulatory burden to manage their calls better. That is how Theta Lake’s latest collaboration can help.

Zeidler secures regulatory approval for UK MiFID firm registration

Zeidler Group has received regulatory approval for registration of a UK MiFID company under the third country regime in Luxembourg for marketing to professional clients.

News Stories

How has Consumer Duty impacted wealth management so far?

How has Consumer Duty impacted wealth management so far?

Consumer Duty has now been live in the UK for several months. Wealth management firms spent many resources preparing themselves to be ready for...
Birdwingo secures €1.2m to revolutionise teen financial education in Europe

Birdwingo secures €1.2m to revolutionise teen financial education in Europe

Birdwingo, a Prague-based FinTech company, has successfully closed a €1.2m funding round.
Aikido clinches $17m Series A to revolutionise developer-focused security

Aikido clinches $17m Series A to revolutionise developer-focused security

Aikido, a disruptive force in developer security, has successfully closed a $17m Series A funding round.
Cybersecurity firm StepSecurity lands $3m to safeguard CI/CD environments

Cybersecurity firm StepSecurity lands $3m to safeguard CI/CD environments

StepSecurity, a cybersecurity firm specialising in CI/CD pipeline and infrastructure protection, has successfully closed a $3m seed funding round.
Insane Cyber raises $4.2m to enhance critical infrastructure protection

Insane Cyber raises $4.2m to enhance critical infrastructure protection

Insane Cyber, a cutting-edge firm in the industrial cybersecurity sector, has successfully completed a $4.2m early-stage funding round.

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