ESMA unveils Q3 bond liquidity data from MiFID II requirements
The European Securities and Markets Authority has published new liquidity data on bonds subject to requirements in the Markets in Financial Instruments Directive. The data...
ESMA has offered clarification about MiFID II
The European Securities and Markets Authority (ESMA) has clarified how investors should be protected under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR).
ESMA issues consultation on MIFID II suitability guidelines
The European Securities and Markets Authority (ESMA) has issued a consultation on aspects of suitability requirements under the Markets in Financial Instruments Directive (MiFID II).
What do you need to do in case of a hard Brexit?
The top UK financial market authority has issued a reminder of what needs to be done incase the UK crashes out of the EU without a deal.
Brexit hasn’t gone away because of the coronavirus – the FCA says
The Financial Conduct Authority (FCA) has warned businesses that they still need to get act together when it comes to Brexit, despite COVID-19.
What will happen to UK FinTech after Brexit?
Britain is officially leaving the EU on January 31. The question is if the UK FinTech scene is ready.
ESMA calls for evidence on review of equity legislation
The EU’s securities markets regulator has published a call for evidence for an upcoming review for two pieces of regulation.
Why is RegTech investment around the world growing?
Investment in RegTech companies has reached record levels in the first six months of 2019. The question is why that is and if the growth will continue.
Theta Lake’s new video explains how it works with Red Box to ensure compliance...
The EU has slammed financial firms with a heavy regulatory burden to manage their calls better. That is how Theta Lake’s latest collaboration can help.
Zeidler secures regulatory approval for UK MiFID firm registration
Zeidler Group has received regulatory approval for registration of a UK MiFID company under the third country regime in Luxembourg for marketing to professional clients.