London Stock Exchange partners with Australian RegTech APIR Systems
With the MiFID II deadline just two months away, Australian RegTech company APIR Systems has formed a partnership with the London Stock Exchange (LSE).
Korean FSC to create virtual asset division in its financial intelligence unit
South Korea’s Financial Services Commission (FSC) has revealed it is set to establish a virtual asset division within the Korea Financial Intelligence Unit (KoFIU).
Bank of England governor calls for cryptocurrency regulations
Andrew Bailey, governor at the Bank of England, has called on financial regulators to stop playing catch up in how they supervise digital payments methods such as stablecoin and cryptocurrencies.
FCA slaps a £110,000 fine on claims management firm for cold calling
The Financial Conduct Authority (FCA) has slapped claims management company Crosfill & Archer Claims Limited (CACL) with a fine of £110,000 for making unsolicited telemarketing calls.
Ascent acquires Waymark to transform compliance automation
Ascent Technologies, a leading provider of AI-enabled compliance automation solutions for financial services companies, has revealed that it has completed the strategic acquisition of Waymark.
Navigating regulatory challenges with a 3 step compliance oversight strategy
In the intricate world of regulatory compliance within FinTech, the three-step standard ‘Know Your Risk’ (KYR) strategy has emerged as a beacon of simplification and clarity.
How can RegTech companies ensure their use of AI is done in an ethical...
Many RegTech ventures use artificial intelligence, but when they do it is essential that they do so in an ethical way.
Liveoak Technologies secures $2.5m investment, new strategic partnerships
Financial services customer onboarding platform Liveoak Technologies has secured a $2.5m investment, alongside new strategic partnerships.
ESMA fines Moody’s €3.7m for failing to disclose conflicts of interests
The European Securities and Markets Authority (ESMA) fined credit ratings firm Moody’s €3.7m for breaching rules including the failure to disclose conflicts of interests.
Saagie hauls in ?5M to help companies comply with GDPR
Saagie, a provider of a smart big data processing platform to help companies comply with GDPR, has raised ?5M in Series A+ funding.
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