Compliance

29 FinTech funding rounds from the last week that you can’t afford to miss

While Robinhood's massive Series G round may have secured the most headlines last week, InsurTech and PropTech ventures bagged the most capital injections.

Why RegTechs must be ready for a second coronavirus wave

A second wave of the coronavirus threatens to sweep across the world, presenting the RegTech industry with several new challenges.

ESMA advises European Commission about key areas to consider when changing alternative investment rules

The EU's Alternative Investment Fund Managers Directive (AIFMD) is up for review and the European Securities and Markets Authority (ESMA) has now issued an open letter about the key areas that may need some attention.

ACA Compliance Group unveils ComplianceAlpha mobile app to boost risk and compliance management

RegTech ACA Compliance Group has launched a mobile app version of its ComplianceAlpha platform to boost risk and compliance management for remote workers.

MAS urges finance companies to moderate dividends for the financial year

The Monetary Authority of Singapore (MAS) has called for finance companies incorporated in Singapore to cap their total dividends per share for the financial year 2020 at at 60% of 2019’s level.

High Court slams Avacade and Alexandra Associates with £10.7m fine

The UK High Court has ordered pension introducers Avacade, Alexandra Associates and their directors to pay £10.7m restitution to consumers.

How Muinmos makes it easier for businesses to stay abreast of MiFID II

Having already established itself as a leader in automated regulatory compliance, Muinmos has now taken additional steps to make it easier for businesses to meet regulatory demands.

Check out these 32 RegTech funding rounds from July

In the midst of the Covid-19 crisis, these 32 RegTech companies have successfully secured funding over the last month.

Parliamentary group criticises regulators for their treatment of challenger banks during Covid-19

A new report from a cross party group of MPs has slammed the UK's regulators for not keeping the neobanks and building societies at the front of mind during the pandemic.

ECB chair calls for banking bosses to “adopt extreme moderation” when it comes to...

The European Central Bank chair of the supervisory board has called for bank executives around Europe to show restraint when it comes to variable remunerations in the face of the coronavirus.

News Stories

Quantifind's new features target market manipulation and more in 2024

Quantifind’s new features target market manipulation and more in 2024

RegTech company Quantifind, prides itself on its commitment to delivering high quality risk intelligence solutions. As part of this, the company recently introduced new product features and functionalities at the start of this year, marking a significant advancement in its capabilities. 
How has Consumer Duty impacted wealth management so far?

How has Consumer Duty impacted wealth management so far?

Consumer Duty has now been live in the UK for several months. Wealth management firms spent many resources preparing themselves to be ready for...
Birdwingo secures €1.2m to revolutionise teen financial education in Europe

Birdwingo secures €1.2m to revolutionise teen financial education in Europe

Birdwingo, a Prague-based FinTech company, has successfully closed a €1.2m funding round.
Aikido clinches $17m Series A to revolutionise developer-focused security

Aikido clinches $17m Series A to revolutionise developer-focused security

Aikido, a disruptive force in developer security, has successfully closed a $17m Series A funding round.
Cybersecurity firm StepSecurity lands $3m to safeguard CI/CD environments

Cybersecurity firm StepSecurity lands $3m to safeguard CI/CD environments

StepSecurity, a cybersecurity firm specialising in CI/CD pipeline and infrastructure protection, has successfully closed a $3m seed funding round.

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